Privacy Policy
The Securities and Exchange Commission (SEC) and some state securities authorities require that Registered Investment Advisers and securities firms provide written disclosure of their privacy practices. Finn Wealth Management LLC is a Registered Investment Adviser based in the state of Washington. Below is our Notice of Privacy Policy.
Finn Wealth Management LLC
8601 N Division St, Suite C
Spokane, WA 99208
509-508-1298
We are committed to keeping the personal information collected from our potential, current and former clients confidential and secure. The proper handling of personal information is one of our highest priorities. We want you to know why we collect personal information and explain our commitment to protect this information.
Personal Information
We collect and keep only information that is necessary for us to provide services requested by you and administer your business with us. We may collect nonpublic personal information such as your name, address, social security number, assets, income, and any medical information that you authorize us to collect for insurance products. We may collect this information when you complete our financial questionnaires or applications to open accounts with custodians, apply for insurance products, or obtain financial planning or investment advisory services from us. It may also be collected as a result of transactions with us, product or services providers, or others. This could include account numbers, account balances, parties to transactions, and transactions completed by us.
Our Use of Your Personal Information
Within our firm, only employees with a valid business reason have access to your personal information. These individuals are trained on the importance of maintaining the confidentiality and security of your information. We use your information strictly to provide you with the services and financial products you have requested from us.
Non-Affiliated Parties
We do not share your nonpublic personal information with non-affiliated parties (companies or individuals not affiliated with our firm) except as permitted by law and for the limited purposes of effecting transactions or services requested and authorized by you or to comply with legal or regulatory requirements. Examples: If we assist you in opening an advisory account for you, it is necessary to provide the custodian firm with certain personal information. When coordinating with your tax or legal advisors, it may be necessary to discuss certain personal information with them. In the normal course of our business, we may utilize non-affiliated parties to provide us with service functions, such as record keeping, data storage, etc. We require these providers to safeguard your
information, use the information only for the intended purpose, and abide by applicable law.
Mobile and SMS Communications
We may collect and use your mobile telephone number to communicate with you regarding services you have requested from us, including appointment reminders, account service matters, document requests, planning updates, and other relationship-related communications. By providing your mobile number to us, you authorize us to contact you by call or text message for these purposes, unless and until you revoke that authorization.
We do not sell, rent, or share your mobile telephone number, SMS consent, or text message opt-in information with third parties or affiliates for their own marketing or promotional purposes. We may share mobile-related information only with service providers who help us deliver communications, maintain records, support our technology systems, or comply with applicable legal and regulatory requirements.
You may opt out of SMS marketing campaigns at any time by replying “STOP”.
Use of Artificial Intelligence and Technology Tools
We may use technology tools, including customer relationship management systems and artificial intelligence-enabled features, to help us provide services, maintain records, prepare meeting notes, organize client information, summarize communications, draft correspondence, identify follow-up items, and support financial planning and investment advisory workflows.
Any personal information processed through these tools is used for business purposes related to serving you, administering our advisory relationship, maintaining accurate records, improving internal efficiency, and meeting our legal and regulatory obligations. We do not use these tools to sell your personal information, and we do not permit technology providers to use your nonpublic personal information for their own marketing purposes.
Access to personal information within these systems is limited to authorized personnel and service providers with a legitimate business need. We seek to use technology providers that maintain appropriate administrative, technical, and physical safeguards designed to protect client information. We also review AI-assisted outputs as appropriate, and we do not rely on AI tools as a substitute for professional judgment, supervisory review, or our fiduciary responsibilities to clients.
Protection & Maintenance of Information
We maintain standards to protect your personal information, whether written, spoken, or electronic. Our goal is to maintain accurate, up-to-date client records in accordance with industry standards. We will keep information current and complete by updating it in a timely manner.
Disclosure of Privacy Policy
We recognize and respect the privacy concerns of our potential, current and former clients. We strive to safeguard your personal information. We are providing you this Notice of Privacy Policy for informational purposes and will update and distribute it as required by law.